Investment Associate - People's Securities

Recruiter
People's United Bank
Location
Bridgeport
Salary
Competitive
Posted
Aug 13, 2017
Closes
Aug 24, 2017
Industry
Accounting
Employer Type
Direct Employer
Employment Type
Permanent
Hours
Full Time
This position provides support to the sales team by providing administrative support and customer service and acting as a back up to Financial Advisors and Financial Consultants.

II. Principal Responsibilities (identify 4-7 major categories of work):

Assists customers with complex questions and concerns using superior knowledge of organizational policies, procedures and programs. Provides product information and resolves problems related to brokerage accounts.

Processes all investment fund orders and various paperwork to support Financial Advisors and Financial Consultants.

Acts as a back up to Financial Advisors and Financial Consultants and has the authority to close deals within established guidelines.

Develops and maintains superior knowledge of brokerage products and services and organizational policies, procedures and programs.

Keeps informed and aligns business within PSI and regulatory requirements.

Adheres to compliance procedures and internal/operational risk controls in accordance with any and all applicable regulatory standards, requirements, and policies.Posted by StartWire