Investment Associate - Peoples Securities

People's United Bank
Aug 12, 2017
Aug 14, 2017
Employer Type
Direct Employer
Employment Type
Full Time
**Auto req ID:** 9074BR

**Posting Title:** Investment Associate - People's Securities

**Job Description:**

This position provides support to the sales team by providing administrative support and customer service and acting as a back up to Financial Advisors and Financial Consultants.

II. Principal Responsibilities (identify 4-7 major categories of work):

Assists customers with complex questions and concerns using superior knowledge of organizational policies, procedures and programs. Provides product information and resolves problems related to brokerage accounts.

Processes all investment fund orders and various paperwork to support Financial Advisors and Financial Consultants.

Acts as a back up to Financial Advisors and Financial Consultants and has the authority to close deals within established guidelines.

Develops and maintains superior knowledge of brokerage products and services and organizational policies, procedures and programs.

Keeps informed and aligns business within PSI and regulatory requirements.

Adheres to compliance procedures and internal/operational risk controls in accordance with any and all applicable regulatory standards, requirements, and policies.

**Job Requirements:**

High School diploma or equivalency required.

1-3 years relevant work experience.

IV. Additional Job Requirements:

Certification/License: Series 6/63 and life insurance license required within time period specified by management.

Behavioral/Technical Skills:

Strong PC skills required, including word processing and internal bank software. Ability to learn to specific programs as needed.

Strong written and verbal skills are necessary to provide courteous and professional customer service.

Flexibility to respond to multiple ad hoc assignments and situations.

Strong knowledge of investment products, services and processes. Ability to recognize and refer sales opportunities.

Proven ability to work accurately under time constraints.

Ability to conduct business in a highly ethical manner which keeps in line with both PSI and regulatory requirements.

**Employment Type:** Full Time

**Address 1:** 850 MAIN STREET


**State:** CT

**Zip Code:** 06604

People's United Bank and its subsidiaries are equal opportunity and affirmative action employers EOE-Females/Minorities/Protected Veterans/Individuals with Disabilities. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, age, disability, veteran status or any other legally protected status.