Audit Manager - CCAR Data Governance & Technology

New York
Sep 20, 2016
Sep 24, 2016
Employer Type
Direct Employer
Employment Type
Full Time
Job Board
Job Description:

* Primary Location: United States,New York,New York * Other Location: United States,Florida,Jacksonville; United States,Florida,Tampa; United States,Texas,Irving; United States,Florida,Fort Lauderdale; United States,New Jersey,Warren; United States,South Carolina,Fort Mill * Education: Bachelor's Degree * Job Function: Audit * Schedule: Full-time * Shift: Day Job * Employee Status: Regular * Travel Time: Yes, 25 % of the Time * Job ID: Description Internal Audit is a global organization of over 1400 professionals covering Citi's global businesses and service to clients and customers in over 180 countries. Citi's Internal Audit division provides independent assessments of the company's governance, risk management and internal control environment for key stakeholders including the Board of Directors, senior management and Citi's numerous regulators globally. Internal Audit is a change agent within Citi aimed to enhance the control culture of Citigroup worldwide and thereby support senior management decision making around the globe. This role directs the timely delivery of high quality, value added assurance and audit reports for Citi's Comprehensive Capital Analysis Review Stress Testing business & technology activities, which is designed to meet the regulatory requirements of Federal Reserve Bank (FRB) and the requirements of the Boards of Citigroup and Citibank, their affiliates, and of Citi's respective regulators, globally. In this role, the candidate will serve in a leadership role on the dedicated CCAR IA Team specialized in Data and Process. This team provides a comprehensive program of audit coverage across all lines of businesses and technology. The individual will be responsible for planning and executing audits as both a project manager and as a participant, as needed. Key Responsibilities: * Develops and executes a robust Audit Plan, by reviewable entity, for assigned businesses in accordance with Internal Audit standards, relevant government statutes and regulations and Citigroup and Citibank policies. * Delivers on time high quality audit reports, Internal Audit and Regulatory issue validation and (where appropriate, branch examinations, as well as business monitoring and governance committee reporting. * Manages audit activities for a component of a product line, function, or legal entity at the regional or country level including a portion of the audit annual plan. * Applies in-depth level of expertise in one or more of the corporation's businesses and leverages this knowledge into a leadership role in one or more teams. * Proactively advances integrated auditing concepts and use of technology. * Manages a complex and critical unit within Internal Audit, including a small to medium sized team of Internal Audit professionals. Recruits staff, develops talent, builds effective teams, and manages a budget. Possesses a broad and comprehensive understanding of different Internal Audit standards, policies and local regulations; applies a broad and comprehensive knowledge of high risk areas including: Consumer or Investment Banking, technology management; project/program management; regulatory compliance or supplier management. * Leads the professional development of Internal Audit staff. * Develops effective senior line management relationships and has a strong understanding of the businesses. * Applies an in-depth understanding of the inter-relationships of business and support units throughout the corporation and how they impact the overall control environment and the audit approach. * Uses excellent communication skills in order to influence a wide range of internal audiences including respective product, function, or regional executive management partners. May negotiate internally often at higher levels on matters which will have a major impact on the area managed. * Ensure delivery of consistent and standardized methodology for risk data quality, risk data governance, risk data quality lifecycle, mitigating actions, including the application and compliance with the Citi's capital program policies, processes, controls, standards, methodologies and framework. * Plan and help manage the audit execution plan for data quality (accuracy, completeness, and integrity), data input, rules/expectations across functional areas and systems to ensure accurate reporting of CCAR data and /or implementation of stress scenarios for forecasting. * Oversee the execution of tests for data validation and control framework for the FED Stress test report submissions * Develop continuous data validation and control framework for the FRB stress test and report submissions. * Review work done for the activities of the CCAR work streams to ensure the functions are organized, efficient, and produce accurate financial actuals. * Provide systemic and thematic issues and raise cross-functional topics as a result of audits related to CCAR/DFAST sections of Capital Planning. * Understand and review the CCAR functionalit